NewRochelleRecruiter Since 2001
the smart solution for New Rochelle jobs

SENIOR ASSOCIATE, Agency Standards

Company: New York Life
Location: White Plains
Posted on: November 10, 2019

Job Description:

Description A career at New York Life offers many opportunities. To be part of a growing and successful business. To reach your full potential, whatever your specialty. Above all, to make a difference in the world by helping people achieve financial security. It's a career journey you can be proud of, and you'll find plenty of support along the way. Our development programs range from skill-building to management training, and we value our diverse and inclusive workplace where all voices can be heard. Recognized as one of Fortune's World's Most Admired Companies, New York Life is committed to improving local communities through a culture of employee giving and service, supported by our Foundation . It all adds up to a rewarding career at a company where doing right by our customers is part of who we are, as a mutual company without outside shareholders. We invite you to bring your talents to New York Life, so we can continue to help families and businesses Be Good At Life. To learn more, please visit LinkedIn , our Newsroom and the Careers page of ******************* . An employee in this position operates as a principal of NYLIFE Securities LLC, New York Life's broker-dealer. To become a principal, the employee must have passed multiple FINRA exams, including the Series 7 and 24 and has been delegated part of the Company's responsibilitiy to supervise its Registered Representatives. This responsibility also carries over to the insurance side, where state insurance departments expect diligent supervision of the agents selling to its residents. This role primarily supervises agent and field manager social media static content, and will contribute as needed in the supervision of communications across multiple modes, including e-mail, social media, and (very shortly) texting, focusing primarily on incoming and internal communications. The principal is accountable to review communications, recognize violations and risks relating both to securities and insurance, provide feedback as appropriate, raise significant flags for investigation, monitor resolution, and ensure appropriate closure. The person in this role also serves in multiple other roles, primarily as the lead in reviewing and risk-assessing new agent candidates that fall into the highest possible risk category, which involves interacting not only with management within the division but also with the Zone Chief Operating Officers. The role also contributes in a support and back-up capacity on functions such as the review and assessment of agent reinstatement candidates; review and assessment of agent fiduciary requests; and administration of the Company's e-mail opt-out process, as well as in investigations. - E-mail Monitoring principal with expanded range of responsibility/influence. - Ongoing support of Enhanced Supervision programs via ad hoc e-mail reviews; - Review of 'top producer' e-mail in anticipation of, and support of, the annual council officership reviews; - ad hoc reviews to support other reviews/investigations or to meet regulatory requests; - support and 'backup' for multiple significant and impactful Standards functions. SF:LI-KV1 EOE M/F/D/V If you have difficulty using or interacting with any portions of this Web site due to incompatibility with an Assistive Technology, if you need the information in an alternative format, or if you have suggestions on how we can make this site more accessible, please contact us at: **************. Nearest Major Market: White Plains Nearest Secondary Market: New York City Job Segment: Social Media, Series 7, Marketing, Finance Requisition #: *********

Keywords: New York Life, New Rochelle , SENIOR ASSOCIATE, Agency Standards, Accounting, Auditing , White Plains, New York

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Accounting, Auditing Jobs


Experienced Audit Senior - Woodbridge, NJ
Description: Job Summary br br BDO s Core Purpose is Helping People Thrive Every Day. Our Core Values reflect how we manage our work, our relationships and ourselves. As an employee of the firm, you will live (more...)
Company: BDO USA, LLP
Location: Woodbridge
Posted on: 11/12/2019

Cost Controller
Description: Job Description The project cost controller manages the cost control function. This involves monitoring the overall control of project activities project forecasting. this position is based in Charleston, (more...)
Company: The Lane Construction Corporation
Location: New York
Posted on: 11/12/2019

Credentialed Tax Professional - CPA, Enrolled Agent or Attorney - Remote
Description: Overview br br If you are a highly motivated individual with an active credential CPA/EA/Practicing Attorney and excellent communication skills, we need you to help our customers complete their (more...)
Company: Intuit
Location: Clifton
Posted on: 11/12/2019


Financial Sales Professional
Description: As a Financial Services Representative, you will work directly with individuals, business people, and families to help them navigate through and secure their financial
Company: New Jersey-NYC
Location: Woodbridge
Posted on: 11/12/2019

Growth Equity Analyst
Description: Endicott is looking for a potential team member to join its investing team as an Analyst/Associate. -This individual will have the opportunity to contribute to all aspects of a deal's lifecycle including (more...)
Company: The Endicott Group
Location: New York
Posted on: 11/12/2019

Senior Actuarial Associate
Description: A career at New York Life offers many opportunities. To be part of a growing and successful business. To reach your full potential, whatever your specialty. Above all, to make a difference in the world (more...)
Company: New York Life Insurance Company
Location: New York
Posted on: 11/12/2019

Financial Services - Mulesoft Integration, Senior Associate - New York
Description: A career in our Digital and Applications Design practice, within Application and Emerging Technology services, will provide you with a unique opportunity to help our clients identify and prioritise emerging (more...)
Company: PricewaterhouseCoopers
Location: New York
Posted on: 11/12/2019

Consumer Finance Manager - Financial Technology - New York
Description: A career in our Consumer Finance, within Financial Markets Business Advisory services, will provide you with the opportunity to contribute to a variety of audit, regulatory, valuation, and financial analyses (more...)
Company: PricewaterhouseCoopers
Location: New York
Posted on: 11/12/2019

Staff Accountant
Description: Brief Job Description:Perform loan integrations, analysis cash transaction posting,
Company: Confidential Company
Location: New York
Posted on: 11/12/2019

Credentialed Tax Expert - CPA, Enrolled Agent or Practicing Attorney - Seasonal Remote
Description: Overview If you are a highly motivated individual with an active credential CPA/EA/Practicing Attorney and excellent communication skills, we need you to help our customers complete their taxes using (more...)
Company: Intuit
Location: Clifton
Posted on: 11/12/2019

Log In or Create An Account

Get the latest New York jobs by following @recnetNY on Twitter!

New Rochelle RSS job feeds