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Risk Officer Wealth Management

Company: Morgan Stanley
Location: Purchase
Posted on: January 16, 2022

Job Description:

Job Number: - -3188314Posting Date: - -Sep 30, 2021Primary Location: - -Americas-United States of America-New York-PurchaseEducation Level: - -Bachelor's DegreeJob: - -Wealth ManagementEmployment Type: - -Full TimeJob Level: - -Assistant Vice President -DescriptionMorgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.Corporate and Institutional Solutions (CIS) - Operational Risk, Wealth ManagementThe CIS Operational Risk unit supports the CIS business lines which include E*Trade, Morgan Stanley Family Office, Reinvestment business, WM Strategy, Morgan Stanley at Work, Virtual Client Solutions, etc---The CIS Operational Risk unit is a first line of defense function responsible for overseeing the operational risk and controls of Wealth Management's ClS business unit. This team partners with business stakeholders, second and third lines of defense to assess and report on operational risks, implement control processes and procedures, manage audits and exams, oversee risk management of vendors, manage business continuity plans, and conduct the annual Risk and Control Self-Assessment (RCSA).Responsibilities for this role include: - Manage and coordinate recurring ET Integration Risk meetings and reporting, inclusive of preparing presentations, gathering metrics from partners, tracking take-aways, etc.Develop a comprehensive knowledge of all aspects of the Morgan Stanley Institutional business (including how it connects to the Consulting Group Advisory Program) including high risk processes, work streams, new strategic initiatives, etc. to drive and make sound risk decisions in partnership with internal business stakeholdersAnalyze large sets of data and report findings to the teamSupport Firm Operational Risk framework including,Guide business partners in identifying, understanding and self-disclosing risks. - Ensure action plans (remediation) are appropriate and completed on targetAssess relevant operational risk incidents and remediation. - Complete Lessons Learned reviews as required. Work with business and key stakeholders to support in the development and maintenance of a comprehensive Risk and Control Self-Assessment (RCSA) Oversee internal and external audits and exams Drive required reviews and updates of Policies and Procedures (P&Ps)Manage multiple projects assigned; deliverables can often be ad-hoc and unanticipated requests. - -QualificationsBachelor's Degree requiredAt least 7 years Financial Services including risk management experience. - Experience supporting wealth management or institutional services, and/or retail branch operations preferredSQL and Tableau is a plusStrong leadership, written and verbal communication skillsStrong project management and organization skills. A successful candidate must be able to multi-task and effectively prioritize in a pressured environment with evolving priorities, and tight deadlines, and promptly communicate risks to on-time deliveryAnalytical and problem-solving skillsAbility to work in a team environment, build and maintain a network of contacts and coordinate with a large number of stakeholders while working remotely from peers.Proficiency in MS Office applications (e.g., Word, Excel, PowerPoint, Project)Series 7 and 24 a plus

Keywords: Morgan Stanley, New Rochelle , Risk Officer Wealth Management, Executive , Purchase, New York

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