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Compliance and Risk Specialist

Company: Esquire Bank
Location: Jericho
Posted on: January 15, 2022

Job Description:

Esquire Bank Job Description - Compliance and Risk Specialist (On-site)

Basic Function: The Compliance and Risk Specialist is responsible for assisting the Chief Compliance Officer and Risk Officer in managing enterprise-wide regulatory compliance. The position is responsible for developing, implementing, reviewing and updating compliance programs to promote a strong culture of compliance across all business lines.

Principal Responsibilities:
Develop, implement and update compliance policies, procedures and risk assessments to ensure ongoing compliance.
Manage the internal audit process, coordinating deliverables and timeframes.
Coordinate the review of Bank forms, notices, brochures, and advertisements for compliance with laws and regulations, coordinating with legal counsel, marketing and other personnel as needed.
Manage the development and maintenance of appropriate training curriculum for all staff members regarding consumer protection laws and regulations.
Assist with product and service risk assessments and regulatory exams as necessary.
Assist Bank management with the handling of consumer complaints against the Bank, working with legal counsel and regulatory agencies when appropriate.
Participate in the compliance and operational monitoring program by performing random periodic tests/reviews and report exceptions to the appropriate personnel for correction and/or retraining as appropriate.
Other projects as assigned.
Ensure that all activities are performed in compliance with federal, state and Bank Secrecy Act regulatory requirements.

Background & Experience:
Knowledge of compliance laws and regulations, 1-2 years regulatory compliance experience preferred
Microsoft Office skills
Working knowledge of banking operations, including branch, deposit and loan operations
Ability to work independently with minimal supervision and in team-oriented environments
Strong communications and interpersonal skills with ability to interact with all levels of the organization
Ability to multi-task and consistently meet deadlines

Keywords: Esquire Bank, New Rochelle , Compliance and Risk Specialist, Other , Jericho, New York

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